Sherri Lynn O'hern

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2010-04-21

IA RA
APPROVED

Since 2010-04-21

Branch Locations

North Sioux City, SD • United States

325 W 7Th St, Sioux City, IA 51103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Sioux City	IA	12/1996	03/2020
Ameriprise Financial Services, Llc	Sioux City	IA	03/2020	Present

12/1996 → 03/2020

Ameriprise Financial Services, Inc.

Sioux City, IA
03/2020 → Present

Ameriprise Financial Services, Llc

Sioux City, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-04-20

S66 Uniform Combined State Law Examination

2010-04-20

Other Names

Sherri Lynn Bumsted
Sherri Lynn O'hErn

View on SEC IAPD