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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-27
  • NY RA
    APPROVED
    Since 2022-04-27

Branch Locations

Buffalo, NY • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Depew NY 03/2022 Present
Fppf Chemical Co. Inc. Buffalo NY 03/2015 07/2018
Hsbc Bank Usa, N.A. Depew NY 08/2018 12/2021
Hsbc Bank Usa, N.A. Depew NY 12/2021 Present
  • 03/2022 → Present
    Depew, NY
  • 03/2015 → 07/2018
    Fppf Chemical Co. Inc.
    Buffalo, NY
  • 08/2018 → 12/2021
    Hsbc Bank Usa, N.A.
    Depew, NY
  • 12/2021 → Present
    Hsbc Bank Usa, N.A.
    Depew, NY
Other Businesses

Condo Property Manager on behalf of Marvin K. Malek, MD, 212 Richardson Rd., Berlin, VT, 05602 Condo address: - 135 Old Lyme Drive Unit 5, Williamsville, NY 14221 Commenced: 08/2017 Hours/Month: 2 Trading Hours Devoted: 0 Not Investment Related Duties: Collection of rent, assess items needed for repair/updating, arrangement of contractors for said work. Communicate with property owner these needs and their associated costs for approval.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-27
S63 Uniform Securities Agent State Law Examination 2009-11-20
  • S66 Uniform Combined State Law Examination
    2022-04-27
  • S63 Uniform Securities Agent State Law Examination
    2009-11-20
Other Names
  • Mark Jacobs
  • Mark L Jacobs

View on SEC IAPD

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