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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-30 |
Branch Locations
550 S Winchester Blvd Suite 405, San Jose, CA 95128 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Fremont | CA | 01/2011 | Present |
| New York Life Insurance Company | Fremont | CA | 10/2009 | Present |
| Luk Financial And Insurance Solutions | San Jose | CA | 06/2016 | Present |
| Eagle Strategies Llc | San Jose | CA | 04/2024 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 550 S Winchester Blvd, Ste 405, San Jose, CA 95128; Start Date 03/2014; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF LUK FINANCIAL AND INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SAN JOSE, CA; START DATE: 06/2016] [Home Owner Association; Acting as a secretary of the HOA of my condo complex; 1069 Saginaw Terrace, Unit 101, Sunnyvale, CA 94089; board member; start date 10/2013; Making decisions along with other board members of HOA to maintain the wellness of the condo complex; 1 HOUR PER MONTH; NON INVESTMENT RELATED]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-29 |
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