Best Investors Account Sign in
Inactive

Joseph William Brady

Rock Financial Planning

Arvada, CO

Claim This Profile
Current Employers
Rock Financial Planning

Arvada, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APP_PEND_IARCE 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Arvada, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Greenwood Village CO 03/2016 10/2017
Transitions Wealth Management Greenwood Village CO 02/2018 02/2019
Centennial State Financial Greenwood Village CO 10/2017 01/2018
Rock Financial Planning Llc Arvada CO 04/2019 Present
  • 03/2016 → 10/2017
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 02/2018 → 02/2019
    Transitions Wealth Management
    Greenwood Village, CO
  • 10/2017 → 01/2018
    Centennial State Financial
    Greenwood Village, CO
  • 04/2019 → Present
    Rock Financial Planning Llc
    Arvada, CO
Previous Registrations
  • 2018-03-23 → 2019-10-25
    Transitions Wealth Management, Llc
    Denver, CO
  • 2017-03-27 → 2017-11-07
    Strategic Advisers Llc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-06
S63 Uniform Securities Agent State Law Examination 2015-12-17
  • S66 Uniform Combined State Law Examination
    2017-03-06
  • S63 Uniform Securities Agent State Law Examination
    2015-12-17
Designations
Other Names
  • Joseph Brady

View on SEC IAPD

More in Arvada, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor