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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Ins Co | St Paul | MN | 01/2006 | 08/2023 |
| Securian Financial Services, Inc | St Paul | MN | 01/2006 | 08/2023 |
| Renaissance Financial | Omaha | NE | 01/2006 | Present |
| Coop Insurance Agency, Inc | San Diego | CA | 05/2006 | Present |
| R.F. Brokerage | St. Louis | MO | 04/2006 | Present |
| Cetera Wealth Services, Llc | Omaha | NE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. 5 POINTS BANK TEAM POSITION: Adv Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2016 ADDRESS: Omaha NE United States DESCRIPTION: Adv Board 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: May 2066 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3. LPIF FOUNDATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2011 ADDRESS: Omaha NE United States DESCRIPTION: Member 4. OMAHA SPORTS COMMISSION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: Omaha NE United States DESCRIPTION: Member 5. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: April 2006 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 6. OMAHA CHILDREN'S HOSPITAL FOUNDATION BOARD POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 8401 W Dodge Rd, Omaha NE 68114, United States DESCRIPTION: Secretary and Inv Committee Advisory 7. PANTANO ENTERPRISES LLC POSITION: Owner NATURE: Investment LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2011 ADDRESS: 12025 N 179 Circle, Bennington NE 68007, United States DESCRIPTION: Inv LLC holding company commercial real estate, local start-ups 8. MMPHS 1, LLC POSITION: Partner NATURE: investment llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2022 ADDRESS: 15418 Pine St., Omaha NE 68144, United States DESCRIPTION: Inv LLC holding company for future commercial real estate, sponsorship, local start-up investment 9. MMPHS 2, LLC POSITION: Member NATURE: personal investment llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 12025 N 179 Circle, Bennington NE 68007, United States DESCRIPTION: personal investment llc to fund future investment opportunities that include commercial real estate, class A storage units, and potential local start-ups. 10. OUTDOOR LIFE, LLC POSITION: Member NATURE: LLC shell for Corporate Membership of a hunting club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/11/2023 ADDRESS: 12801 Pierce St. 3rd Floor, Omaha NE 68007, United States DESCRIPTION: LLC to allow for corporate membership to a private outdoor and hunting club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-24 |
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