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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Stockton | CA | 09/2021 | Present |
GOLDEN BEAR RANCH PROPERTIES, LLC; NOT INV. RELATED; LODI,CA; 10% OWNERSHIP; START DATE 01/01/2009; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; FARM LAND. CIMARRON PARTNERS 1, LP; NOT INV. RELATED; STOCKTON,CA; 49% OWNERSHIP; START DATE 01/01/2006; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RAW LAND. VERZASCA PROPERTIES, LLC, INVT RELATED, LODI, CA, 50% OWNERSHIP, START DATE 12/28/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, HOLDING PURCHASED LOTS FOR RESIDENTIAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-07 |
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