Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Communications Design & Consulting, Llc | Eugene | OR | 06/1999 | 06/2020 |
| Kms Financial Services, Inc | Seattle | WA | 09/2017 | 11/2020 |
| National Planning Corporation | El Segundo | CA | 01/2012 | 09/2017 |
| National Planning Corporation | El Segundo | CA | 01/2012 | 09/2017 |
| Securities America, Inc. | Eugene | OR | 11/2020 | 11/2023 |
| Securities America Advisors, Inc. | Eugene | OR | 11/2020 | 11/2023 |
| Lpl Financial Llc | Eugene | OR | 11/2023 | Present |
1) 10/11/2023 - Momentum - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 2 Hours per month. 2) 10/11/2023 - Momentum LLC - Business Entity For Tax/Investment Purposes Only - OR 97401 - Non investment related - 32 Hours per month - Start date: 06/26/2019. 3) 10/11/2023 - Non-Variable Insurance - Selling: Fixed Annuities - OR 97401 - Investment related - 5 Hours per month - Start date: 11/01/2019.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-15 |
Reach out to this advisor