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L Randall Faulkner

Girard Advisory Services, LLC

Souderton, PA

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Current Employers
Girard Advisory Services, Llc

555 Croton Road Suite 210, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-02-27
  • PA RA
    APPROVED
    Since 2015-02-27

Branch Locations

41 W. Broad Street, Souderton, PA 18964 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Investment Services, Llc F/K/A Univest Investments, Inc Souderton PA 09/2012 Present
Girard Advisory Services, Llc Souderton PA 02/2015 Present
Borough Of Perkasie Perkasie PA 11/2017 01/2024
  • 09/2012 → Present
    Girard Investment Services, Llc F/K/A Univest Investments, Inc
    Souderton, PA
  • 02/2015 → Present
    Girard Advisory Services, Llc
    Souderton, PA
  • 11/2017 → 01/2024
    Borough Of Perkasie
    Perkasie, PA
Previous Registrations
  • 2012-08-21 → 2012-09-12
    Msi Financial Services, Inc.
    Doylestown, PA
    Newton, PA
    Philadelphia, PA
    Allentown, PA
Other Businesses

OWNER OF 6 RENTAL PROPERTIES IN ALLENTOWN, PA. I SPEND APPROXIMATELY 12 HOURS PER MONTH ON WEEKENDS ONLY, MANAGES THE PROPERTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-02
S63 Uniform Securities Agent State Law Examination 2009-12-02
  • S65 Uniform Investment Adviser Law Examination
    2012-08-02
  • S63 Uniform Securities Agent State Law Examination
    2009-12-02
Other Names
  • Lloyd Randall Faulkner
  • Randy Faulkner

View on SEC IAPD

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Other Investors

LUISA FERNANDA SORKNESS
Thomas Joseph Flynn
Jennifer Ashley
ROBERTA JEAN KESSLER
CURTIS MICHAEL JOHNSTON
Keegan Michael Billie
Michael T McGuire
THOMAS EDWIN HELLINGS

Other Offices

CETERA INVESTMENT ADVISERS LLC · SOUDERTON, PA
GIRARD ADVISORY SERVICES, LLC · Souderton, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Souderton, PA
LPL ENTERPRISE, LLC · SOUDERTON, PA
EDWARD JONES · SOUDERTON, PA
CETERA INVESTMENT ADVISERS LLC · SOUDERTON, PA
LPL FINANCIAL LLC · SOUDERTON, PA
KEY INVESTMENT SERVICES LLC · SOUDERTON, PA

More in Souderton, PA

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