Michael Lee Beaulieu

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-06-20

FL RA
APPROVED

Since 2014-06-20

Branch Locations

820 Highway A1A N Suite E4, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foreside Fund Services, Llc	Jacksonville	FL	06/2014	Present
Mai Capital Management, Llc	Ponte Vedra Beach	FL	12/2015	Present

06/2014 → Present

Foreside Fund Services, Llc

Jacksonville, FL
12/2015 → Present

Mai Capital Management, Llc

Ponte Vedra Beach, FL

Previous Registrations

2003-07-24 → 2014-05-16

Strategic Advisers Llc

Jacksonville, FL

Jacksonville, FL

Other Businesses

MAI CAPITAL MANAGEMENT, LLC; JACKSONVILLE, FL; INVESTMENT RELATED; BEGAN 05/01/2014; INVESTMENTS/TRADING; MANAGING DIRECTOR; INVESTING/TRADING; 160 HOURS PER MONTH ALL DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-18
S63	Uniform Securities Agent State Law Examination	1998-12-18

S66 Uniform Combined State Law Examination

2003-07-18
S63 Uniform Securities Agent State Law Examination

1998-12-18

Designations

Certified Financial Planner
Chartered Financial Analyst

Other Names

Mike Lee Beaulieu

View on SEC IAPD