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Michael Lee Beaulieu

Mai Capital Management, LLC

Ponte Vedra Beach, FL

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-06-20
  • FL RA
    APPROVED
    Since 2014-06-20

Branch Locations

820 Highway A1A N Suite E4, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foreside Fund Services, Llc Jacksonville FL 06/2014 Present
Mai Capital Management, Llc Ponte Vedra Beach FL 12/2015 Present
  • 06/2014 → Present
    Foreside Fund Services, Llc
    Jacksonville, FL
  • 12/2015 → Present
    Mai Capital Management, Llc
    Ponte Vedra Beach, FL
Previous Registrations
Other Businesses

MAI CAPITAL MANAGEMENT, LLC; JACKSONVILLE, FL; INVESTMENT RELATED; BEGAN 05/01/2014; INVESTMENTS/TRADING; MANAGING DIRECTOR; INVESTING/TRADING; 160 HOURS PER MONTH ALL DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-18
S63 Uniform Securities Agent State Law Examination 1998-12-18
  • S66 Uniform Combined State Law Examination
    2003-07-18
  • S63 Uniform Securities Agent State Law Examination
    1998-12-18
Designations
Other Names
  • Mike Lee Beaulieu

View on SEC IAPD

Other Firms

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SAWGRASS ASSET MANAGEMENT LLC
CORAL REEF ADVISORS LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
J.P. MORGAN SECURITIES LLC

Other Investors

SCOTT DOUGLAS CONROY
GALE RUSSELL CREIGHTON
DEAN EDWARD MCQUIDDY
DAVID ANDREW FURFINE
WILLIAM MARC DAVIS
DAVID ADAM SIEGEL
PATRICK ALAN RILEY
LORI DENISE BAYLER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PONTE VEDRA BEACH, FL
SAWGRASS ASSET MANAGEMENT LLC · PONTE VEDRA BEACH, FL
CORAL REEF ADVISORS LLC · PONTE VEDRA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Ponte Vedra Beach, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra Beach, FL
KESTRA ADVISORY SERVICES, LLC · Ponte Vedra Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PONTE VEDRA BEACH, FL
J.P. MORGAN SECURITIES LLC · Ponte Vedra Beach, FL

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