Inactive

Scott Michael Lippa

Wellth Advisory Services, LLC

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Current Employers

Wellth Advisory Services, Llc

Shorewood, IL • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-06-28
TX	RA	APPROVED	2024-06-28

NY RA
APPROVED

Since 2024-06-28
TX RA
APPROVED

Since 2024-06-28

Branch Locations

155 Culver Road Suite 200, Rochester, NY 14620 • United States

Shorewood, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research Inc	Fairfield	IA	03/2014	04/2017
Cambridge Investment Research Advisors Inc	Fairfield	IA	03/2014	03/2022
Global Retirement Partners, Llc	San Rafael	CA	03/2022	06/2024
Wellth Advisory Services, Llc	Shorewood	IL	06/2024	Present

03/2014 → 04/2017

Cambridge Investment Research Inc

Fairfield, IA
03/2014 → 03/2022

Cambridge Investment Research Advisors Inc

Fairfield, IA
03/2022 → 06/2024

Global Retirement Partners, Llc

San Rafael, CA
06/2024 → Present

Wellth Advisory Services, Llc

Shorewood, IL

Previous Registrations

2022-03-08 → 2024-07-05

Global Retirement Partners Llc

San Rafael, CA

Rochester, NY
2014-03-27 → 2022-03-14

Cambridge Investment Research Advisors, Inc.

Pittsford, NY

Rochester, NY
2012-01-19 → 2013-12-31

Cadaret, Grant & Co., Inc.

Buffalo, NY

Rochester, NY

Pittsford, NY

Wilmington, DE
2010-01-04 → 2012-01-11

Wall Street Financial Group, Inc.

Rochester, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-07

S66 Uniform Combined State Law Examination

2009-12-07

View on SEC IAPD

Other Firms

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OSAIC WEALTH, INC.

EDELMAN FINANCIAL ENGINES

RISE ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

Other Investors

THERESA CLARE KENYON

JAMES HAROLD HARMAN

GEORGIANN VALLEE COLLINS

NICHOLAS J TAGLIARINO

HEATHER LYNN LUCAS

CHAD ROBERT JACOB

JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY

NOVEM GROUP · ROCHESTER, NY

OSAIC WEALTH, INC. · ROCHESTER, NY

EDELMAN FINANCIAL ENGINES · ROCHESTER, NY

RISE ADVISORS, LLC · ROCHESTER, NY

UBS FINANCIAL SERVICES INC. · ROCHESTER, NY

MARINER · Rochester, NY

More in Rochester, NY

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