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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-06 |
| CA | RA | APPROVED | 2014-05-22 |
Branch Locations
50 W San Fernando St Ste 1500 [Ka-Rbo], San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Jose | CA | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 11/2016 | Present |
ST NICHOLAS GREEK ORTHODOX CHURCH, NOT INV RELATED, SAN JOSE, CA, FINANCE COMMITTEE MEMBER, START 11/12/24, 2 HRS PER MONTH, 0 HRS DURING TRADING, MONITOR BALANCE SHEET AND INCOME STATEMENTS, PROVIDE SUGGESTIONS, HELP PREPARE BUDGET FOR REVIEW; RENTAL PROPERTY - W ; INV RELATED; CHICO, CA; RENTAL;100% OWNERSHIP; START DATE: 11/182025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | 1430 WEST 4TH STREET, LLC ; INV RELATED; CHICO, CA; LLC;100% OWNERSHIP; START DATE: 11/182025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-21 |
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