Thomas David O'neill

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-24
TX	RA	APPROVED_RES	2025-01-24

CA RA
APPROVED

Since 2025-01-24
TX RA
APPROVED_RES

Since 2025-01-24

Branch Locations

Belvedere Tiburon, CA • United States

6101 Bollinger Canyon Road Suite 225, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	San Ramon	CA	10/2009	01/2025
Osaic Wealth, Inc.	San Ramon	CA	01/2025	Present

10/2009 → 01/2025

Lincoln Financial Advisors

San Ramon, CA
01/2025 → Present

Osaic Wealth, Inc.

San Ramon, CA

Previous Registrations

2011-09-16 → 2025-01-24

Osaic Fa, Inc.

San Ramon, CA

Other Businesses

NAME AND ADDRESS: THOMAS O'NEILL,, 3000 EXECUTIVE PARKWAY SUITE 400 P.O BOX 5154 SAN RAMON CA 94583 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, FIXED/INDEXED ANNUITIES, LONG-TERM CARE INSURANCE AND TRADITIONAL LIFE INSURANCE PRODUCTS START DATE: 10/2011 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-10

S66 Uniform Combined State Law Examination

2011-09-10

View on SEC IAPD