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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-17 |
| IN | RA | APPROVED | 2020-12-16 |
Branch Locations
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
8332 Woodfield Crossing Blvd., Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Chicago | IL | 10/2011 | 07/2017 |
| J.P. Morgan Securities Llc | Chicago | IL | 10/2012 | 07/2017 |
| Regions Bank | Indianapolis | IN | 07/2017 | 05/2019 |
| Cetera Investment Servces Llc | St. Cloud | MN | 07/2017 | 05/2019 |
| Cetera Investment Advisers Llc | Indianapolis | IN | 01/2018 | 05/2019 |
| Pnc Investments | Pittsburgh | PA | 05/2019 | 11/2020 |
| Schwab Private Client Advisory | Indianapolis | IN | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-30 |
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