Best Investors Account Sign in
Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-12-11
  • IN RA
    APPROVED
    Since 2024-12-11

Branch Locations

Granger, IN • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 08/2014 11/2020
Amazon South Bend IN 11/2021 12/2021
Fidelity Investments South Bend IN 12/2021 02/2024
None South Bend IN 12/2020 10/2021
Empower Financial Services, Inc Greenwood Village CO 11/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 11/2024 Present
None Granger IN 02/2024 05/2024
The Pendle Home South Bend IN 06/2024 08/2024
Amazon South Bend IN 09/2024 11/2024
  • 08/2014 → 11/2020
    E*Trade Securities Llc
    Alpharetta, GA
  • 11/2021 → 12/2021
    Amazon
    South Bend, IN
  • 12/2021 → 02/2024
    Fidelity Investments
    South Bend, IN
  • 12/2020 → 10/2021
    None
    South Bend, IN
  • 11/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2024 → Present
    Greenwood Village, CO
  • 02/2024 → 05/2024
    None
    Granger, IN
  • 06/2024 → 08/2024
    The Pendle Home
    South Bend, IN
  • 09/2024 → 11/2024
    Amazon
    South Bend, IN
Previous Registrations
  • 2022-02-02 → 2024-02-21
    Fidelity Personal And Workplace Advisors
    South Bend, IN
  • 2014-08-29 → 2020-12-04
    Harrisdirect Llc
    Arlington, VA
    Alpharetta, GA
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-27
S63 Uniform Securities Agent State Law Examination 2010-01-19
  • S66 Uniform Combined State Law Examination
    2014-08-27
  • S63 Uniform Securities Agent State Law Examination
    2010-01-19
Other Names
  • Istrael Mateo Diego
  • Istrael Diego

View on SEC IAPD

More in Granger, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor