Inactive

Kimberly Nicole Ellis

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Current Employers

Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-31

TX RA
APPROVED

Since 2025-08-31

Branch Locations

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Camas	WA	07/2014	06/2024
Fisher Retirement Solutions, Llc	Vancouver	WA	07/2024	Present

07/2014 → 06/2024

Fisher Investments

Camas, WA
07/2024 → Present

Fisher Retirement Solutions, Llc

Vancouver, WA

Previous Registrations

2014-07-23 → 2024-07-03

Fisher Investments

Plano, TX

Camas, WA
2013-01-29 → 2014-07-15

Ameritas Investment Company, Llc

Lincoln, NE

Portland, OR
2012-04-23 → 2012-12-18

Thrivent Investment Management Inc.

Lake Oswego, OR

Bellevue, WA
2009-12-23 → 2012-03-22

Thrivent Investment Management Inc.

Thousand Oaks, CA

Ontario, CA

Ontario, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-22

S66 Uniform Combined State Law Examination

2009-12-22

View on SEC IAPD

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