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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-08 |
| TX | RA | APPROVED_RES | 2021-07-22 |
| CA | RA | APPROVED | 2021-07-21 |
Branch Locations
560 Mission Street, San Francisco, CA 94105 • United States
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutshe Bank Securities, Inc. | New York | NY | 01/2016 | 07/2021 |
| Deutsche Bank Trust Company Americas (Affiliate Of Dbsi) | New York | NY | 03/2019 | 07/2021 |
| J.P. Morgan Securities Llc | New York | NY | 07/2021 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2021 | Present |
| Scarlett Haven Llc | Boca Raton | FL | 08/2025 | Present |
Entity Name: Scarlett Haven LLC Investment related: No Address: Boca Raton, FL 33446 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/22/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Nature of the business: Authorize member of the LLC, assisting with recordkeeping, rent roll, and administrative matters. Effective 7/8/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-18 |
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