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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2011-01-03
  • IA RA
    APPROVED
    Since 2011-01-03

Branch Locations

Urbandale, IA • United States

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Des Moines IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Des Moines IA 11/2016 Present
Previous Registrations
  • 2009-11-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Des Moines, IA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-11-16
  • S63 Uniform Securities Agent State Law Examination
    2009-11-16
Designations

View on SEC IAPD

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