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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-29 |
| IA | RA | APPROVED | 2016-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | West Des Moines | IA | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | West Des Moines | IA | 11/2016 | Present |
SOLON COMMUNITY SCHOOL DISTRICT BOARD OF EDUCATION, NOT INV RELATED, SOLON, IA, VICE-PRESIDENT / BOARD MEMBER, START: 11/2019, 3 HOURS PER MONTH; 0 DURING TRADING, DUTIES: ATTEND MEETINGS, RUN MEETINGS IN PRESIDENT ABSENCE, OVEREE ANNUAL BUDGET, SETTING VISION AND POLITCIES FOR THE DISTRICT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-25 |
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