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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-23 |
| NJ | RA | APPROVED | 2024-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Ridgewood | NJ | 04/2016 | 05/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | 01/2017 |
| Edward Jones | St. Louis | MO | 06/2017 | 07/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 12/2019 | 08/2022 |
| Unemployed | Leonia | NJ | 08/2018 | 10/2018 |
| Current Investments Inc | Mineola | NY | 10/2018 | 11/2019 |
| Bank Of America, N.A. | Paramus | NJ | 01/2020 | 08/2022 |
| Citigroup Global Markets Inc | Suffern | NY | 08/2022 | 03/2023 |
| Pnc Investments Llc | Montvale | NJ | 04/2023 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 07/2024 | Present |
| Bank Of America, N.A. | Paramus | NJ | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-24 |
| S65 | Uniform Investment Adviser Law Examination | 2011-04-15 |
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