Christopher Paul Lewis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-23
AZ	RA	APPROVED	2020-11-12

TX RA
APPROVED_RES

Since 2021-09-23
AZ RA
APPROVED

Since 2020-11-12

Branch Locations

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc	San Diego	CA	12/2012	09/2022
First Allied Advisory Services, Inc.	Chesterfield	MO	09/2013	11/2020
Cetera Advisors Llc	Gilbert	AZ	09/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2020	Present

12/2012 → 09/2022

First Allied Securities, Inc

San Diego, CA
09/2013 → 11/2020

First Allied Advisory Services, Inc.

Chesterfield, MO
09/2022 → Present

Cetera Advisors Llc

Gilbert, AZ
11/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2013-09-09 → 2020-11-12

First Allied Advisory Services, Inc.

San Diego, CA

Manhattan Beach, CA

Scottsdale, AZ

Other Businesses

1) BOOSTA, INC.; CONSULTANT; OTHER; START DATE: 09/01/2020; 8 HOURS PER MONTH. 2) GREENLIGHT INVESTORS, LLC; FINANCIAL ADVISOR; DBA; START DATE: 05/01/2022; 160 HOURS PER MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-15

S66 Uniform Combined State Law Examination

2013-07-15

View on SEC IAPD