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David Frank Fernandes

Zenith Investment Management, LLC

Longmeadow, MA

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Current Employers
Zenith Investment Management, Llc

7702 E Doubletree Ranch Rd. Suite 300, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-12-05
MA RA APPROVED 2021-03-12
  • CT RA
    APPROVED
    Since 2023-12-05
  • MA RA
    APPROVED
    Since 2021-03-12

Branch Locations

734 Longmeadow Street Suite 301, Longmeadow, MA 01106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Springfield MA 08/2013 02/2018
Td Ameritrade, Inc. East Longmeadow MA 02/2018 01/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2021
Zenith Investment Management, Llc Longmeadow MA 01/2021 Present
  • 08/2013 → 02/2018
    Scottrade
    Springfield, MA
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    East Longmeadow, MA
  • 02/2018 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2021 → Present
    Zenith Investment Management, Llc
    Longmeadow, MA
Previous Registrations
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    East Longmeadow, MA
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    East Longmeadow, MA
  • 2017-02-06 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-27
S63 Uniform Securities Agent State Law Examination 2011-09-14
  • S66 Uniform Combined State Law Examination
    2017-01-27
  • S63 Uniform Securities Agent State Law Examination
    2011-09-14

View on SEC IAPD

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Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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