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Lorraine Teresa Gavican Kerr

Charles Schwab & Co., Inc.

Chicago, IL

Red Bank, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-30
  • IL RA
    APPROVED
    Since 2022-08-30

Branch Locations

Chicago, IL • United States

55 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade, Inc Chicago IL 04/2010 12/2022
Charles Schwab & Co., Inc. Chicago IL 12/2022 Present
Previous Registrations
  • 2018-11-30 → 2022-10-14
    Td Ameritrade, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Red Bank, NJ
    Chicago, IL
  • 2013-09-13 → 2021-05-11
    Tradewise Advisors, Inc.
    Chicago, IL
  • 2010-06-21 → 2013-09-13
    Tradewise Advisors, Inc.
    Chicago, IL
  • 2010-02-19 → 2010-08-06
    Thinkorswim Advisors, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-18
  • S65 Uniform Investment Adviser Law Examination
    2010-02-18

View on SEC IAPD

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