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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-31
MO RA APPROVED 2019-02-28
  • TX RA
    APPROVED_RES
    Since 2023-05-31
  • MO RA
    APPROVED
    Since 2019-02-28

Branch Locations

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 07/2015 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 01/2019 Present
Unemployed St. Louis MO 05/2018 01/2019
Other Businesses

(1) Rental Property #1For profit or not for profit: ProfitName of outside business organization: These properties are owned by myself and my wife Investment related: YesAddress of business (city and state only): St. Louis MONature of business: Rental PropertiesPosition, title, association: OwnerStart date of relationship: 7/13/2012Number of hours devoted: 3 hrs per monthNumber of hours devoted during trading hours: 0Duties: General Land Lording Duties(2)Rental Property #2 For profit or not for profit: Profit Name of outside business organization: These properties are owned by myself and my wifeInvestment related: YesAddress of business (city and state only): St. Louis MO Nature of business: Rental PropertyPosition, title, association: OwnerStart date of relationship: 7/05/2013Number of hours devoted: 1 hour per monthNumber of hours devoted during trading hours: 0Duties: General land lording dutiesI*707238For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Saint Louis, Missouri, 63117Nature of business: Position, title, association: Sole owner, Start date of relationship: 2/15/2022Number of hours devoted: 6 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: ,I*773245For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NAddress of business: Saint Louis, Missouri, 63119Nature of business: Position, title, association: Sole owner, Start date of relationship: 4/1/2022Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*1886290, Entity Type Entity For Profit, Name of OBA: Wonder Wall LLC Address: Saint LouisMissouri63119 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/18/2024No Hours: 5 weekly No Hours during trading: 0 Duties: Interior design and decorations. I will manage it with my wife.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-27
S63 Uniform Securities Agent State Law Examination 2012-04-14
  • S66 Uniform Combined State Law Examination
    2019-02-27
  • S63 Uniform Securities Agent State Law Examination
    2012-04-14
Other Names
  • Michael Obradovits
  • Michael Thomas Obradovits

View on SEC IAPD

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