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Thomas Howard Rizzo

Foresight Investment Advisors, LLC

Hot Springs, AR

CRD 5727300

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Employer firm

Foresight Investment Advisors, LLC CRD 155800

$161.4K regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Foresight Investment Advisors, Llc

307 Carpenter Dam Road Suite H, Hot Springs, AR 71901 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-12-05
  • AR RA
    APPROVED
    Since 2024-12-05

Branch Locations

307 Carpenter Dam Road Suite H, Hot Springs, AR 71901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Irwin Agency, Inc Hot Springs AR 03/2009 10/2018
Foresight Investment Advisors, Llc Hot Springs AR 11/2010 Present
Arkansas Retirement Consultants, Llc Hot Springs AR 10/2018 Present
  • 03/2009 → 10/2018
    The Irwin Agency, Inc
    Hot Springs, AR
  • 11/2010 → Present
    Hot Springs, AR
  • 10/2018 → Present
    Arkansas Retirement Consultants, Llc
    Hot Springs, AR
Other Businesses

I WORK FOR ARKANSAS RETIREMENT CONSULTANTS, LLC, AN INSURANCE AGENCY IN HOT SPRINGS, ARKANSAS. I OVERSEE OPERATIONS, COMPLIANCE, AND ACCOUNTING FOR THIS COMPANY. I ALSO MANAGE AND RENT PROPERTY FOR SRML PROPERTIES, LLC. BOTH LOCATIONS ARE AT 307H CARPENTER DAM ROAD, HOT SPRINGS, AR 71901. THE BUSINESSES ARE NOT INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-23
  • S65 Uniform Investment Adviser Law Examination
    2012-04-23
Other Names
  • Thomas Rizzo

View on SEC IAPD

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