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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2013-01-02 |
Branch Locations
360 Hoohana Street Suite 206, Kahului, HI 96732 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial | Wailuku | HI | 05/2010 | Present |
1. FIXED INSURANCE SALES - LIFE (TERM/UNIVERSAL/WHOLE), EQUITY FIXED LIFE, FIXED ANNUITIES, DISABILITY INSURANCE, LONG-TERM CARE INSURANCE, HEALTH INSURANCE AND PROPERTY AND CASUALTY INSURANCE, LOCATED AT 360 HOOHANA STREET SUITE 206, KAHULUI, HI 96732, AS OF 03/22/2017; APPROXIMATELY 5% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 2. Owner and President, Luke & Co. LLC a private entity established to facilitate securities, advisory, and insurance business; Located in Kahului, HI; as of 03/12/2010; 100% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-17 |
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