Sandra Wagner

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 09/2016
  Ubs Financial Services Inc.
  Princeton, NJ
• 09/2024 → 02/2025
  Raymond James & Associates
  Sarasota, FL
• 02/2013 → 07/2018
  Ubs Financial Services
  Red Bank, NJ
• 07/2018 → 12/2019
  Ubs Financial Services
  Princeton, NJ
• 12/2019 → 08/2023
  Ubs Financial Services
  Princeton, NJ
• 08/2023 → 09/2024
  Ubs Financial Services
  Sarasota, FL
• 02/2025 → Present
  Ubs Financial Services
  Sarasota, FL

Previous Registrations

• 2024-09-11 → 2025-02-14
  Raymond James & Associates, Inc.
  Sarasota, FL
• 2014-10-21 → 2024-08-20
  Ubs Financial Services Inc.
  Princeton, NJ
  Weehawken, NJ

Other Businesses

Watercolor Place Home Owners Association; Bradenton, Florida 34212; Association (e.g. Trade or Industry, Sport); Services (Business, Professional, Support); I am on the Homeowners Association board, as the treasurer. I approve the bill payments.; Member of Board of directors; I am the treasurer and approved bill payments.; Start date: 3/18/2024

Exams

• S66 Uniform Combined State Law Examination
  2014-10-20

Other Names

• Sandra O'DOnnell Wagner
• Sandra Beth Wagner