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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-12 |
| CA | RA | APPROVED | 2019-09-30 |
Branch Locations
6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States
3456 Mchenry Ave, Modesto, CA 95350 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Los Banos | CA | 10/2009 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 09/2019 | Present |
RENTAL PROPERTY, INV RELATED, ST. ROBERT, MO, 100% OWNERSHIP, START 2/5/2021, ZERO HOURS PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY, INV RELATED, ROLLA, MO, 100% OWNERSHIP, START 3/15/2021, ZERO HOURS PER MONTH, ZERO DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-01 |
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