Tara Marissa Schutz

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 11/2020
  Morgan Stanley
  Chicago, IL
• 01/2015 → 11/2020
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 02/2017 → 11/2020
  Morgan Stanley
  Boston, MA
• 12/2020 → Present
  Kestra Investment Services, Llc
  Chicago, IL
• 12/2020 → Present
  Kestra Advisory, Llc
  Chicago, IL

Previous Registrations

• 2010-01-12 → 2020-12-08
  Morgan Stanley
  Chicago, IL
  Boston, MA

Other Businesses

Business Name: Windsor Private Wealth, LLC Investment Related: Yes Address: 444 W. Lake Street, 17th Floor Chicago IL 60606 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Loan/Mortgage/Lending Related; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: financial advisor, financial planner, wealth manager Start Date: 12/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: run financial plans, allocate assets, choose securities, and give financial advice, and invest assetsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 12/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: IAR

Exams

• S66 Uniform Combined State Law Examination
  2010-01-08

Designations

• Certified Financial Planner