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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-06-01 |
Branch Locations
6752 Rock Spring Rd #100, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | Greensboro | NC | 03/2010 | 02/2021 |
| Bbtis | Charlotte | NC | 03/2010 | 02/2021 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 02/2021 |
| Truist Investment Services, Inc. | Greensboro | NC | 02/2021 | 12/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 12/2021 |
| Retired | Greensboro | NC | 12/2021 | 05/2022 |
| Infinex Investments, Inc. | Meriden | CT | 06/2022 | Present |
| Southern Bank | Wilmington | NC | 06/2022 | Present |
1.) RENTAL PROPERTY POSITION: Oowner of a rental property NATURE: I purchased a duplex in Wilmington, NC as a rental property. My son, who is a student at UNC Wilmington, lives in one unit with a roommate. A young couple rents the second unit. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2019 ADDRESS: 4303 and 4305 Park Avenue, Wilmington NC 28403 2.) Southern Bank. Yes, investment related. Started Jan 2024. Financial Advisor Referral Program. 1% increase in grid payout if meet referral goal. Refer business to Southern Bank partners.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-03 |
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