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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-03-22 |
| TX | RA | APPROVED | 2022-03-22 |
Branch Locations
3333 Finley Rd Ste 500, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Downers Grove | IL | 10/2009 | Present |
| Principal Securities, Inc. | Downers Grove | IL | 03/2016 | Present |
OUTSIDE INSURANCE, SALE AND SERVICE OF FIXED LIFE INSURANCE AND HEALTH INSURANCE, 10/3/13.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-17 |
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