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Richard Albert Carton

Edward Jones

Lake Stevens, WA

CRD 5726255

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-20
WA RA APPROVED 2009-12-14
  • TX RA
    APPROVED
    Since 2023-01-20
  • WA RA
    APPROVED
    Since 2009-12-14

Branch Locations

10309 20Th St Se Bldg A Ste 101, Lake Stevens, WA 98258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Everett WA 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-10
  • S66 Uniform Combined State Law Examination
    2009-12-10
Designations
  • Chartered Financial Consultant
Other Names
  • Richard Carton

View on SEC IAPD

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Nearby Investors

Brett W Bly
JAN LARSEN
DOUGLAS BRYAN WARREN

Nearby Offices

EAGLE STRATEGIES LLC · LAKE STEVENS, WA
EAGLE STRATEGIES LLC · LAKE STEVENS, WA
EDWARD JONES · Lake Stevens, WA

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