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Patrick Michael Peterson

Wells Fargo Clearing Services, LLC

East Lansing, MI

Battle Creek, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-07
MI RA APPROVED 2017-01-30
  • TX RA
    APPROVED_RES
    Since 2017-09-07
  • MI RA
    APPROVED
    Since 2017-01-30

Branch Locations

4660 S Hagadorn Rd Ste 300, East Lansing, MI 48823 • United States

3566 Capital Ave Sw Stes 200 & 201, Battle Creek, MI 49015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Canton GA 04/2015 11/2016
Wells Fargo Bank Na Canton GA 04/2015 Present
Wells Fargo Clearing Services, Llc Canton GA 11/2016 Present
  • 04/2015 → 11/2016
    Wells Fargo Advisors, Llc.
    Canton, GA
  • 04/2015 → Present
    Wells Fargo Bank Na
    Canton, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Canton, GA
Previous Registrations
  • 2012-10-01 → 2015-04-20
    J.P. Morgan Securities Llc
    Kennesaw, GA
    Woodstock, GA
    Acworth, GA
    Marietta, GA
    Marietta, GA
    Powder Springs, GA
    Canton, GA
    Powder Springs, GA
  • 2012-08-06 → 2012-10-01
    Chase Investment Services Corp.
    Acworth, GA
    Woodstock, GA
    Kennesaw, GA
    Woodstock, GA
    Fort Gratiot, MI
    Powder Springs, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-31
S63 Uniform Securities Agent State Law Examination 2009-11-24
  • S66 Uniform Combined State Law Examination
    2012-07-31
  • S63 Uniform Securities Agent State Law Examination
    2009-11-24
Designations
Other Names
  • Patrick M Peterson

View on SEC IAPD

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INTEGRATED WEALTH CONCEPTS LLC
J.P. MORGAN SECURITIES LLC
HANTZ FINANCIAL SERVICES, INC.
LPL FINANCIAL LLC
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Other Investors

Monica L Dawes
NATHAN LEE PARRISH
CRAIG ALAN LAZAR
TRACY L KENDRICK
OLIVIA M MARTIN
JAMES MOONEY MILLER
MICHELE ANN STRAUSS
DOUGLAS ROBERT KAHL

Other Offices

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · EAST LANSING, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · East Lansing, MI
STRAIGHTLINE · East Lansing, MI
INTEGRATED WEALTH CONCEPTS LLC · EAST LANSING, MI
J.P. MORGAN SECURITIES LLC · EAST LANSING, MI
HANTZ FINANCIAL SERVICES, INC. · OKEMOS, MI
HANTZ FINANCIAL SERVICES, INC. · OKEMOS, MI
LPL FINANCIAL LLC · OKEMOS, MI

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