Cathi Ann Wallace

Thrivent Investment Management Inc.

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Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-12-11

CA RA
APPROVED

Since 2009-12-11

Branch Locations

11601 Blocker Dr, Auburn, CA 95603 • United States

Carmichael, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Auburn	CA	10/2009	Present
Heidi Hunter - Thrivent Financial	Vacaville	CA	12/2015	05/2018
Nathan Mahnke - Thrivent Financial	Auburn	CA	05/2018	07/2019
Thrivent Financial	Appleton	WI	07/2019	Present

10/2009 → Present

Thrivent Investment Management Inc

Auburn, CA
12/2015 → 05/2018

Heidi Hunter - Thrivent Financial

Vacaville, CA
05/2018 → 07/2019

Nathan Mahnke - Thrivent Financial

Auburn, CA
07/2019 → Present

Thrivent Financial

Appleton, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-10

S66 Uniform Combined State Law Examination

2009-11-10

Other Names

Cathi Ann Rohwedder

View on SEC IAPD

Other Firms

NORTHBROOK FINANCIAL GROUP, LLC

FERMATA ADVISORS

ALLSTATE FINANCIAL ADVISORS, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

AMERICAN INVESTORS COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

TAX PLANNING PROFESSIONALS, INC

Other Investors

GARY WILLIAM HENSON

ZACHARY JAMES WEIRICH

WILLIAM EDMOND WITZKE

ELIZABETH WASCHOW

ASHLEY BREANNE HALEY

DELWIN ROBERT FREW

Other Offices

NORTHBROOK FINANCIAL GROUP, LLC · AUBURN, CA

FERMATA ADVISORS · Auburn, CA

ALLSTATE FINANCIAL ADVISORS, LLC · AUBURN, CA

EDWARD JONES · AUBURN, CA

STIFEL, NICOLAUS & COMPANY, INCORPORATED · AUBURN, CA

EDWARD JONES · AUBURN, CA

AMERICAN INVESTORS COMPANY · AUBURN, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Auburn, CA

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