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Lindsey Anne Prokay

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-02-03
TX RA APPROVED_RES 2025-08-21
AL RA APPROVED 2025-08-20
NC RA APPROVED 2015-09-22
  • VT RA
    APPROVED
    Since 2026-02-03
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • AL RA
    APPROVED
    Since 2025-08-20
  • NC RA
    APPROVED
    Since 2015-09-22

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 05/2015 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 05/2015 Present
Previous Registrations
  • 2009-12-14 → 2012-03-16
    Edward Jones
    Wilmington, NC
    St Louis, MO
    Wilmington, NC
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-22
  • S66 Uniform Combined State Law Examination
    2015-09-22
Other Names
  • Lindsey Knapp Spafford
  • Lindsey Anne Ostby
  • Lindsey Anne Ostby

View on SEC IAPD

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ARKADIOS WEALTH ADVISORS · Charlotte, NC
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