Best Investors Account Sign in

Rocky Willard Ludwick

J.P. Morgan Securities LLC

Bellaire, OH

Wheeling, WV

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2023-11-03
OH RA APPROVED 2023-10-29
TX RA APPROVED 2023-10-27
  • WV RA
    APPROVED
    Since 2023-11-03
  • OH RA
    APPROVED
    Since 2023-10-29
  • TX RA
    APPROVED
    Since 2023-10-27

Branch Locations

360 28Th Street, Bellaire, OH 43906 • United States

2 Bae Mar Place, Wheeling, WV 26003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Wheeling WV 10/2009 Present
J.P. Morgan Securities Llc Wheeling WV 10/2009 Present
Middle Mountain Angler Bridgeport OH 03/2019 08/2023
  • 10/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Wheeling, WV
  • 10/2009 → Present
    J.P. Morgan Securities Llc
    Wheeling, WV
  • 03/2019 → 08/2023
    Middle Mountain Angler
    Bridgeport, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-20
S63 Uniform Securities Agent State Law Examination 2009-11-30
  • S66 Uniform Combined State Law Examination
    2023-10-20
  • S63 Uniform Securities Agent State Law Examination
    2009-11-30
Other Names
  • Rocky Ludwick
  • Rocky W Ludwick

View on SEC IAPD

More in Bellaire, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor