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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2010-01-11
TX RA APPROVED 2010-01-11
  • AL RA
    APPROVED
    Since 2010-01-11
  • TX RA
    APPROVED
    Since 2010-01-11

Branch Locations

3674 Dauphin St, Mobile, AL 36608 • United States

Mobile, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Mobile AL 10/2009 Present
Bank Of America, Na Mobile AL 12/2009 Present
  • 10/2009 → Present
    Merrill Lynch
    Mobile, AL
  • 12/2009 → Present
    Bank Of America, Na
    Mobile, AL
Other Businesses

I*1022330, Entity Type: Entity Charitable, Name of OBA: President's Cabinet for the University of South Alabama, Address: Mobile, Alabama, 36608, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10-Oct-2022, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: The purpose is to help fund initiatives to advance the University of South Alabama and its critical education, research and service missions. "I*2250303, Entity Type: Entity Charitable, Name of OBA: Mobile Area Chamber of Commerce, Address: Mobile, Alabama, 36602, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 01-Apr-2025, No Hours: 20 Yearly, No Hours during Trading: 4 Yearly, Duties: A key membership program of the Mobile Chamber is the board of advisors providing top company executives an avenue for valuable input on critical Mobile Chamber and community issues, facilitating peer-to-peer interaction and providing a high level of recognition. The Mobile Chamber and community benefits from the knowledge, experience and interest business executives serving on the Board of Advisors. A seat on the Chairman's Board of Advisors includes these benefits: Meetings will offer opportunities to receive advance information pertinent to Mobile's progress, to hear from speakers of timely importance and to be represented as issues about the community's future are discussed; invitations to announcements, receptions and special events; Company recognition displayed in the Mobile Chamber Atrium and personal profile In the Mobile Chamber's newsletter, Business View.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
  • S66 Uniform Combined State Law Examination
    2009-12-30
Other Names
  • David Austin Bradford

View on SEC IAPD

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