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Craig David Saeger

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Tarpon Springs, FL

Lake Elmo, MN

CRD 5725949

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
  • MN RA
    APPROVED
    Since 2013-11-04

Branch Locations

550 S 4Th St 13Th Fl [Tpb Services], Minneapolis, MN 55415 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Lake Elmo, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Throttle Outdoors Brooklyn Park MN 02/2009 Present
Limit Creek Rod Company Hudson WI 03/2009 Present
Walleye Daddy Fishing Guide Service Lake Elmo MN 04/2009 Present
Wells Fargo Bank Na Minneapolis MN 01/2012 Present
Wells Fargo Advisors Llc Minneapolis MN 01/2012 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 Present
  • 02/2009 → Present
    Full Throttle Outdoors
    Brooklyn Park, MN
  • 03/2009 → Present
    Limit Creek Rod Company
    Hudson, WI
  • 04/2009 → Present
    Walleye Daddy Fishing Guide Service
    Lake Elmo, MN
  • 01/2012 → Present
    Wells Fargo Bank Na
    Minneapolis, MN
  • 01/2012 → 11/2016
    Wells Fargo Advisors Llc
    Minneapolis, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
Previous Registrations
  • 2010-06-17 → 2011-02-28
    Waddell & Reed
    Lake Elmo, MN
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; LAKE ELMO, MN; RENTAL 4-PLEX; CO-OWNER; START DATE 8/2005; 10 HRS PER MONTH; 0 HRS DURING TRADING; UPKEEP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-08
  • S66 Uniform Combined State Law Examination
    2010-04-08
Other Names
  • Craig Saeger
  • Craig David Saeger
  • Craig David Seager

View on SEC IAPD

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