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15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-26 |
Branch Locations
700 N Carroll Ave Ste 120, Southlake, TX 76092 • United States
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Roanoke | TX | 10/2012 | 10/2017 |
| Lpl Financial, Llc | Southlake | TX | 10/2017 | Present |
| Level Four Advisory Services Llc | Southlake | TX | 10/2017 | 09/2018 |
| Advisor Resource Council (Formerly: 360 Wealth Management, Llc) | Southlake | TX | 07/2018 | Present |
1. 10/27/2017 - LEVEL FOUR INSURANCE SERVICES, LLC - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 10 Hours Per Month/2 Hours During Securities Trading - Time Spent 5%. 2. 10/27/2017 - FOUNDATION WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 10/2/2019 - Advisor Resource Council - DBA: (Hybrid) Foundation Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading. 4. 10/2/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 05/16/2023 - Travis Floyd Financial, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 12/22/2021 - 50 Hours Per Month/ 50 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-10 |
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