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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2009-10-23 |
Branch Locations
One Bryant Park, New York, NY 10036 • United States
300 Broadhollow Rd, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America N.A | New York | NY | 07/2007 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2009 | Present |
I*4832286, Entity Type: , Name of OBA: D R C, Address: Port Washington, New York, 11050, Investment Related: N, Position, Title, Association: Conservator, Employee Start Date: 12/17/2024, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-26 |
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