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James John Stockton

Financial Management, Inc.

Collierville, TN

Little Rock, AR

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Current Employers
Financial Management, Inc.

4007 N. Rodney Parham Road, Little Rock, AR 72212 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-04-22
  • AR RA
    APPROVED
    Since 2026-04-22

Branch Locations

Collierville, TN • United States

4007 N. Rodney Parham Road, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc Germantown TN 02/2012 04/2021
Forest Hill Capital Little Rock AR 01/2024 03/2026
Financial Management, Inc. Little Rock AR 04/2026 Present
Unemployed Collierville TN 04/2021 12/2023
  • 02/2012 → 04/2021
    Wells Fargo Securities, Llc
    Germantown, TN
  • 01/2024 → 03/2026
    Forest Hill Capital
    Little Rock, AR
  • 04/2026 → Present
    Financial Management, Inc.
    Little Rock, AR
  • 04/2021 → 12/2023
    Unemployed
    Collierville, TN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-28
  • S63 Uniform Securities Agent State Law Examination
    2006-04-28
Designations
Other Names
  • Jamie Stockton
  • James John Stockton
  • James John Stockton

View on SEC IAPD

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