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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-08 |
| PA | RA | APPROVED | 2024-03-27 |
| MD | RA | APPROVED | 2023-08-03 |
| ME | RA | APPROVED | 2023-06-02 |
| IL | RA | APPROVED | 2022-11-23 |
| WI | RA | APPROVED | 2021-07-29 |
| TX | RA | APPROVED | 2021-07-13 |
| NV | RA | APPROVED | 2021-04-23 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2020-11-16 |
| NJ | RA | APPROVED | 2020-10-21 |
| OH | RA | APPROVED | 2020-04-28 |
| DC | RA | APPROVED | 2020-02-03 |
| KY | RA | APPROVED | 2019-10-04 |
| SC | RA | APPROVED | 2019-03-08 |
| FL | RA | APPROVED | 2019-02-28 |
| AL | RA | APPROVED | 2018-08-22 |
| NC | RA | APPROVED | 2017-01-11 |
| MA | RA | APPROVED | 2016-07-12 |
| VA | RA | APPROVED | 2015-01-07 |
| CA | RA | APPROVED | 2013-05-10 |
| GA | RA | APPROVED | 2010-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Atlanta | GA | 05/2009 | Present |
| Park Avenue Securities | Atlanta | GA | 02/2010 | Present |
| Ashford Advisors | Atlanta | GA | 04/2009 | Present |
1. Insurance Products other Than Guardian-Sale of Insurance products on a brokerage basis (other than those offered through Guardian) when appropriate to meet client's needs, Start: 05/01/2009, Address: 900 Ashwood Parkway, Suite 400; Atlanta, GA 30338, 3 bus hrs per month, Investment related, 2. Trustee - Family member/Co-Trustee, Start: 09/26/2018, Address: 6305 Cherry Tree Lane, Sandy Springs, GA 30328, 2 total hours per month; 0 during securities trading hours, Investment related, No Annual Compensation, 3. Physician Financial Group, LLC-DBA, Start: 01/31/2024, Address: 6305 Cherry Tree lane, Sandy Springs, GA, 30328, 10 total hours per month, 10 during securities trading hours, Investment related, No Annual Compensation, 4. Jewish Federation of Greater Atlanta-Board Member, Start: 07/01/2024, Address: 1440 Spring Street NW Atlanta, GA 30309, 5 total hours per month; 2 during securities trading hours, Not Investment related, No Annual Compensation, 5. Core Partner Committee-Jewish Federation of Greater Atlanta, Start: 09/16/2024, Address: 1440 Spring Street Atlanta, GA 30309, 2 total hours per month; 2 during securities trading hours, Not Investment related, No Annual Compensation, 6. Finance & Investment Committee-Jewish Federation of Greater Atlanta, Start: 09/2/2024, Address: 1440 Spring Street Atlanta, GA 30309, 2 total hours per month; 2 during securities trading hours, Not Investment related, No Annual Compensation, 7. Trust Advisory Committee for Aiden Gabriel, Start: 09/16/2024, Address: 4517 Chardonnay Court Dunwoody, GA 30338, 0 total hours per month; Not Investment related, No Annual Compensation, 8. Tritt Leadership Development Program, Nature: Build future leaders of the Atlanta Jewish community, Start Date: 8/23/26, Address: 6120 Powers Ferry Rd NW, Atlanta, GA 30339, Duties: Learning, sitting through classes and building relationships, 5 total hours/month; 2 during securities trading hours, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-27 |
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