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Joshua Burton Brooks

Raymond James & Associates, Inc.

St. Petersburg, FL

Oldsmar, FL

Memphis, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-30
  • FL RA
    APPROVED
    Since 2023-05-30

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Oldsmar, FL • United States

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Seminole FL 11/2012 09/2016
Bank Of America, N.A. Seminole FL 09/2016 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seminole FL 09/2016 04/2023
Raymond James & Associates Saint Petersburg FL 05/2023 Present
Raymond James Financial Services Saint Petersburg FL 05/2023 Present
Raymond James Financial Services Advisors Saint Petersburg FL 05/2023 Present
  • 11/2012 → 09/2016
    Wells Fargo Advisors, Llc
    Seminole, FL
  • 09/2016 → 04/2023
    Bank Of America, N.A.
    Seminole, FL
  • 09/2016 → 04/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Seminole, FL
  • 05/2023 → Present
    Raymond James & Associates
    Saint Petersburg, FL
  • 05/2023 → Present
    Raymond James Financial Services
    Saint Petersburg, FL
  • 05/2023 → Present
    Raymond James Financial Services Advisors
    Saint Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-24
S63 Uniform Securities Agent State Law Examination 2009-11-12
  • S65 Uniform Investment Adviser Law Examination
    2012-04-24
  • S63 Uniform Securities Agent State Law Examination
    2009-11-12
Other Names
  • Joshua Burton Brooks
  • Joshua B Brooks

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
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