Barrett Haus

Employer firm

Empire Financial Group, LLC CRD 139382

$82.6M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Empire Financial Group, Llc

Orlando, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2006-04-04

FL RA
APPROVED

Since 2006-04-04

Branch Locations

Orlando, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Haus Financial Solutions Llc	Orlando	FL	04/2007	Present
Empire Financial Group Llc	Orlando	FL	04/2007	Present

04/2007 → Present

Haus Financial Solutions Llc

Orlando, FL
04/2007 → Present

Empire Financial Group Llc

Orlando, FL

Other Businesses

ACCOUNTING/TAX - HAUS FINANCIAL SOLTUIONS LLC - OWNER, SAME ADDRESS, APR 2007. 60% OF WORKING HOURS, VARIES UPON SEASON. DUTIES INCLUDE TAX RETURN PREPARATION, ACCOUNTING FOR SMALL BUSINESSES. RETIREMENT PLANNING - HAUS FINANCIAL LLC - OWNER, SAME ADDRESS, MAR 2019, 0% OF WORKING HOURS. BUSINESS HAS NOT STARTED YET.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-02

S65 Uniform Investment Adviser Law Examination

2006-01-02

View on SEC IAPD