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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
303 International Cir Ste 105, Cockeysville, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Hunt Valley | MD | 05/2015 | Present |
| Prudential Insurance Company Of America | Hunt Valley | MD | 05/2015 | Present |
| Lpl Enterprise, Llc | Hunt Valley | MD | 11/2024 | Present |
1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 2) 05/02/2025- Joint Owner- Real Estate Rental- 722 ANCHOR CHAIN RD, OCEAN CITY, MD 21842~REAL ESTATE RENTAL~CO-OWNER OF RENTAL PROPERTY.- inv. related- at Ocean City, MD- start date 06/01/2015- 2hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-13 |
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