Best Investors
Account
Sign in
Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-26 |
| NY | RA | APPROVED | 2021-08-17 |
Branch Locations
277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States
10 S Dearborn St, Floor 32, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Irs | Cincinnati | OH | 07/2009 | 03/2021 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 03/2021 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 03/2021 | Present |
Entity Name: FOCUS USA Investment related: No "Address: 1700 First Colony Boulevard, Suite 300, Sugarland, TX 77479 https://focus-usa.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Focus Humanitarian Assistance is an international crisis response and disaster risk management agency I will be the director of legal and compliance. In this role, I will ensure FOCUS follows all state and federal laws and regulations related to nonprofits. I will have signing authority to release payments to vendors and grantees. I will not be on the investment committee or signing off on purchases or sales in any investment accounts,.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-24 |
Reach out to this advisor