Julie Ann Flores

Employer firm

Missionsquare Retirement CRD 108783

$6.31B regulatory AUM 3,264 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2022
  Realty One Of New Mexico
  Albuquerque, NM
• 05/2017 → 04/2018
  Bok Financial Securities, Inc.
  Albuquerque, NM
• 05/2017 → 04/2018
  Bokf, Na
  Albuquerque, NM
• 07/2016 → 04/2017
  Workspace Dynamics
  Albuquerque, NM
• 04/2018 → 03/2022
  Tiaa
  Albuquerque, NM
• 04/2018 → 03/2022
  Tiaa-Cref Individual & Institutional Services, Llc
  Albuquerque, NM
• 06/2022 → Present
  Flores Realty Group, Llc
  Albuquerque, NM
• 02/2023 → 03/2024
  Securities America, Inc.
  Albuquerque, NM
• 03/2023 → 03/2024
  Pfg Advisors, Llc
  Albuquerque, NM
• 03/2024 → Present
  Missionsquare Investment Services
  Washington, DC
• 03/2024 → Present
  Missionsquare Retirement
  Washington, DC

Previous Registrations

• 2023-03-09 → 2024-03-11
  Pfg Advisors
  Albuquerque, NM
• 2018-06-19 → 2022-03-09
  Tiaa-Cref Individual & Institutional Services, Llc
  Albuquerque, NM
• 2017-05-03 → 2018-05-21
  Bok Financial Securities, Inc.
  Los Lunas, NM
  Albuquerque, NM
  Albuquerque, NM
• 2016-06-07 → 2016-07-05
  Thornburg Investment Management Inc
  Santa Fe, NM
• 2016-02-15 → 2016-03-15
  Wells Fargo Clearing Services, Llc
  Albuquerque, NM

Other Businesses

(1) Name: Flores Realty Group LLC. Investment related. Nature of Business: Real Estate. Address: 5817 Western Trail NW Albuquerque NM 87120. Position: Qualifying Broker. Start Date: 06/01/2022. Number of hours per month devoted to other business 5; during securities trading hours 5. Duties: Assist buyers in finding financing options and assist with the home purchase. Assist sellers in marketing homes and finding qualified buyers. Coordinate dates and acquire all required paperwork required for closing. Manage all client files in accordance New Mexico Real Estate Commission. (2) Name: Rental property. Non-investment related. Nature of Business: Rental. Address: 5817 Western Trail NW, Albuquerque, NM 87120. Position: Owner. Start Date: 3/1/2022. Number of hours per month devoted to other business 0; during securities trading hours 0. Duties: Property owner.

Exams

• S66 Uniform Combined State Law Examination
  2016-02-12
• S63 Uniform Securities Agent State Law Examination
  2011-07-01

Other Names

• Julie Ann Flores
• Julie A Flores