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Stephen Donald Campbell

Pnc Wealth Management LLC

Charlotte, NC

Gastonia, NC

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-06-04
  • NC RA
    APPROVED
    Since 2019-06-04

Branch Locations

2000 Randolph Road, Charlotte, NC 28207 • United States

Gastonia, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Gastonia NC 08/2015 03/2018
Park Sterling Bank Gastonia NC 08/2015 03/2018
The Prudential Insurance Company Of America Charlotte NC 03/2018 04/2019
Pruco Securities Llc Charlotte NC 03/2018 04/2019
Pnc Investments Charlotte NC 04/2019 Present
  • 08/2015 → 03/2018
    Lpl
    Gastonia, NC
  • 08/2015 → 03/2018
    Park Sterling Bank
    Gastonia, NC
  • 03/2018 → 04/2019
    The Prudential Insurance Company Of America
    Charlotte, NC
  • 03/2018 → 04/2019
    Pruco Securities Llc
    Charlotte, NC
  • 04/2019 → Present
    Pnc Investments
    Charlotte, NC
Previous Registrations
  • 2018-04-04 → 2019-04-17
    Pruco Securities, Llc.
    Charlotte, NC
  • 2015-08-17 → 2018-04-02
    Lpl Financial Llc
    Gastonia, NC
    Monroe, NC
    Weddington, NC
    Rock Hill, SC
    Rock Hill, SC
    Rock Hill, SC
    Dallas, NC
    Gastonia, NC
    Gastonia, NC
    Stanley, NC
    Belmont, NC
    Mount Holly, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Indian Trail, NC
    Weddington, NC
    Statesville, NC
    Mooresville, NC
  • 2010-03-25 → 2015-08-17
    Raymond James Financial Services Advisors, Inc
    Gastonia, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-23
  • S66 Uniform Combined State Law Examination
    2010-03-23

View on SEC IAPD

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MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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