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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-29 |
Branch Locations
1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | The Woodlands | TX | 05/2016 | 01/2020 |
| Wells Fargo Clearing Services, Llc | The Woodlands | TX | 12/2019 | 01/2020 |
| Jp Morgan Securities, Llc | The Woodlands | TX | 02/2020 | 04/2022 |
| Jp Morgan Chase Bank, N.A. | The Woodlands | TX | 02/2020 | 04/2022 |
| Wells Fargo Advisor | The Woodlands | TX | 01/2020 | 01/2020 |
| Jp Morgan Chase Bank, N.A. | The Woodlands | TX | 05/2016 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 04/2022 | Present |
| Bank Of America, N.A. | The Woodlands | TX | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-31 |
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