Adam G Lipski

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  New York, NY
• 01/2012 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2011-05-06 → 2011-12-12
  Morgan Stanley
  New York, NY

Other Businesses

I*120864 For profit or not for profit: Non-Profit Organization Name of outside business organization: Iona College Alumni Association Board of Directors Investment related: N Address of business: New Rochelle, New York 10801 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 43586 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Member of the Iona College Alumni Association Board of Directors. The Alumni Board represents all Iona alumni and is responsible for all activities of the Iona College Alumni Association, and alumni body, which currently has a membership exceeding 45 I*127951 For profit or not for profit: Non-Profit Organization Name of outside business organization: LEUKEMIA & LYMPHOMA Investment related: N Address of business: MELVILLE, New York 11747 Nature of business: Charitable Organization, Position, title, association: Other, nominated to be man of the year through raising fu Start date of relationship: 4/2/2020 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The purpose of this entity is to raise money for those who have been stricken with leukemia and/or lymphoma cancer

Exams

• S66 Uniform Combined State Law Examination
  2011-05-05
• S63 Uniform Securities Agent State Law Examination
  2010-09-03

Other Names

• Adam G. Lipski
• Adam G Lipski
• Adam Lipski