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Serkan Uygur

Wells Fargo Clearing Services, LLC

Santa Clara, CA

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-16
TX RA APPROVED 2022-12-16
  • CA RA
    APPROVED
    Since 2022-12-16
  • TX RA
    APPROVED
    Since 2022-12-16

Branch Locations

3920 Rivermark Plaza, Santa Clara, CA 95054 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Palo Alto CA 09/2015 06/2018
E*Trade Capital Management Llc Palo Alto CA 09/2015 06/2018
Jp Morgan Securities, Llc Palo Alto CA 07/2018 12/2022
Jp Morgan Chase Bank, N.A. Palo Alto CA 07/2018 12/2022
Wells Fargo Clearing Services, Llc San Jose CA 12/2022 Present
  • 09/2015 → 06/2018
    E*Trade Securities Llc
    Palo Alto, CA
  • 09/2015 → 06/2018
    E*Trade Capital Management Llc
    Palo Alto, CA
  • 07/2018 → 12/2022
    Jp Morgan Securities, Llc
    Palo Alto, CA
  • 07/2018 → 12/2022
    Jp Morgan Chase Bank, N.A.
    Palo Alto, CA
  • 12/2022 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-09
S63 Uniform Securities Agent State Law Examination 2011-06-11
  • S65 Uniform Investment Adviser Law Examination
    2013-02-09
  • S63 Uniform Securities Agent State Law Examination
    2011-06-11

View on SEC IAPD

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